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606 Disclosure

Securities and Exchange Commission Rule 606

Securities and Exchange Commission Rule ("SEC") 606 requires broker dealers that route client orders in certain equity and option securities to make available to the public quarterly reports that represent a general overview of their routing practices. Upon written request, IFS Capital Markets will provide the market center location to which your specific equity and/or option order was routed for execution, and/or a copy of our website information. The most recent quarterly reports are available here. 

Access 606 reporting for Raymond James under Disclosure of Order Execution and Routing Practices at this link: http://raymondjames.com/order_disclosure.htm

Access 606 reporting for Sterne Agee under Disclosure of Order Execution and Routing Practices at this link: http://www.sterneagee.com/order-routing.php

Access 606 reporting for Convergex under Disclosure of Order Execution and Routing Practices at this link: http://www.convergex.com/compliance-statement

606 3rd Quarter 2012

606 2nd Quarter 2012

606 1st Quarter 2012