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Disclosures

Privacy

IFS Securities, Inc., is committed to safeguarding the confidential information of its clients. We hold all personal information provided to our firm in the strictest of confidentiality. Read More.

Business Continuity Plan

Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; bank and counter-party. Read More.

605/606 Disclosures

605 Disclosure

Securities and Exchange Commission Rule ("SEC") 605 requires market centers that trade National Market System securities to make available to the public monthly electronic reports that include uniform statistical measures of execution quality. These reports are available as electronic data files downloadable in a raw form appropriate for advanced analytics. Read More.

606 Disclosure

Securities and Exchange Commission Rule ("SEC") 606 requires broker dealers that route client orders in certain equity and option securities to make available to the public quarterly reports that represent a general overview of their routing practices. Read More.

Third Quarter 2012

Fourth Quarter 2012

First Quarter 2013

Second Quarter 2013

Third Quarter 2013

Fourth Quarter 2013